Ft / Roseville Emps / Bristol / Brockton Ret. / New York / /
Company
Barclays Bank / Yukos Oil Co. / Makor Issues & Rights Ltd. / AOL Time Warner Inc. / CIBC / UBS AG / Travelzoo Inc. / Aventis / MediaExpress Holdings Inc. / Oldcastle Ne. Inc. / Projectavision Inc. / Salomon / Livent Inc. / Morgan Stanley & Co. / MBIA Inc. / Nokia Corp. / Janus Capital / Siemens AG / Atlas Air Worldwide Holdings Inc. / Royal Bank / Citigroup Inc. / Page(s) CASES Abu Dhabi Commercial Bank / CINAR Corp. / Deutsche Bank AG / Alstom SA / Manulife / Robertson Stephens Inc. / Dynex Capital Inc. / FBR Inc. / Citytrust Bancorp Inc. / NVIDIA Corp. / Teamsters Allied Benefit Funds / Royal Bank of Scotland Grp. / Dura / Raymond James / Solar Inc. / Conseco Inc. / Local 134 IBEW Joint Pension Trust / Transocean Ltd. / Tellabs Inc. / Lehman Bros. / Sanofi / Wachovia / Port Dock & Stone Corp. / Research In Motion Ltd. / Dimon / Ericsson LM Tel. Co. / Aegon N.V. / The9 Ltd. / PXRE Group Ltd. / RE JPMORGAN CHASE & CO. SECURITIES / JPMorgan Chase Co. / BP p.l.c. / II SULLIVAN & CROMWELL LLP / M. Viapiano SULLIVAN & CROMWELL LLP / /
Country
United States / China / / /
Event
Legal Issues / Restatement / /
Facility
Design Studio / Lighthouse Fin / /
Organization
UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK IN RE JPMORGAN CHASE / Edison Fund / Pension Trust Fund / Pension Fund / U.S. Securities and Exchange Commission / Strategies Fund / Scotland PLC Sec / Local Union / PLC Sec / Shaar Fund / US Federal Reserve / Boca Raton Firefighters & Police Pension Fund / IBEW Pension Fund / /
Person
Elec / Foley / Richard C. Pepperman / II / / /
Position
Statements Describing CIO / General Descriptions / General / CIO / peppermanr@sullcrom.com Counsel / Analyst / /
Microsoft Word - DC_LAN01-#[removed]v19-JPMC_Memo_ISO_MTD_CIO_Securities_SAC.docx