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SIFMA Private Client Conference Westin Michigan Avenue Chicago Wednesday April 8, 2015 Remarks as prepared for delivery Kenneth E. Bentsen, Jr., President and CEO of SIFMA
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Document Date: 2015-04-08 12:14:30


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Washington / New York / Chicago / /

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Janney Montgomery Scott / Westport Resources / Wells Fargo / SIFMA Good / Shanghai Stock Exchange / Private Client Group / Financial Stability / Financial Markets / /

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America / Europe / /

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United States / United Kingdom / China / /

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USD / /

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Person Communication and Meetings / /

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social media / recovery protocols / compliance and reporting systems / concrete solutions / /

Organization

Department of Labor / Congress / White House / Europe’s Capital Markets Union / European Union / U.S. Securities and Exchange Commission / Capital Markets Union / Private Client Group Committee / /

Person

Kent Christian / Jerry Lombard / Ken Bentsen / John Vacarro / Kenneth E. Bentsen / Jr. / John Maurello / /

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Position

brokers and registered investment advisors / CEO / financial advisors / president / advisors / President and CEO / speaker / Commissioner / independent contractor distribution models / chair / Private / retail registered investment advisors / next speaker / member / Board of Managers / president of the Private Client Group / /

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New York / /

Technology

recovery protocols / /

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www.sifma.org / /

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