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Complaint Against Drake Asset Management, LLC and Oliver R. Grace, Jr.
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Document Date: 2011-10-31 15:30:51


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File Size: 594,46 KB

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City

New York / /

Company

Drake Associates L.P. / Diversified Long-Term Growth Fund L.P. / Drake Funds / Grace co / DRAKE ASSET MANAGEMENT LLC / /

Country

United States / /

Currency

USD / /

IndustryTerm

bank / /

Organization

Grace's association / U.S. SECURITIES AND EXCHANGE COMMISSION / /

Person

OLIVER R. GRACE / JR. / LLC GRACE / Emmet G. Assign / /

Position

attorney / president and director of an affiliated entity / investment adviser / Glen Head / senior officer / private investor / unregistered adviser / corporate board member / adviser / /

ProvinceOrState

District of Columbia / Delaware / New York / /

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