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Financial adviser / Investment / Securities Act / Business / Security / Finance / United States securities law / Financial economics


RULE Office of the Governor Office of Financial Institutions Supervision of Salesmen and Investment Adviser Representatives (LAC 10:XIII[removed]In accordance with the Louisiana Securities Law, R.S. 51:701 et seq., and par
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Document Date: 2011-08-01 14:36:57


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Company

Financial Institutions / /

Organization

Governor office of Financial Institutions Supervision of Salesmen and Investment Adviser Representatives / office of Financial Institutions / Securities Chapter / /

Position

dealer / Commissioner / designated supervisor / adviser / salesman and investment adviser representative / Governor / Investment Adviser / John Ducrest Commissioner / /

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