![Investment Advisers Act / Business / U.S. Securities and Exchange Commission / Financial adviser / Securities regulation in the United States / Broker-dealer / Registered Investment Advisor / Net capital rule / Financial economics / Finance / 76th United States Congress Investment Advisers Act / Business / U.S. Securities and Exchange Commission / Financial adviser / Securities regulation in the United States / Broker-dealer / Registered Investment Advisor / Net capital rule / Financial economics / Finance / 76th United States Congress](https://www.pdfsearch.io/img/33a990da02975e94e736b11a6d2b580d.jpg) Date: 2011-08-01 14:36:56Investment Advisers Act Business U.S. Securities and Exchange Commission Financial adviser Securities regulation in the United States Broker-dealer Registered Investment Advisor Net capital rule Financial economics Finance 76th United States Congress | | RULE Office of the Governor Office of Financial Institutions Broker-Dealer and Investment Adviser Recordkeeping Requirements (LAC 10:XIII.Chapter 17) In accordance with the Louisiana Securities Law, R.S. 51:701 et seq., Add to Reading ListSource URL: www.ofi.state.la.usDownload Document from Source Website File Size: 16,05 KBShare Document on Facebook
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