<--- Back to Details
First PageDocument Content
United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Stock market / Depository Trust & Clearing Corporation / ACT / Security / Securities Exchange Act / Financial economics / Financial system / Finance
Date: 2012-02-16 11:23:17
United States securities law
73rd United States Congress
United States Securities and Exchange Commission
Stock market
Depository Trust & Clearing Corporation
ACT
Security
Securities Exchange Act
Financial economics
Financial system
Finance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Technical Correction With Respect to the Excess Capital Premium as Set Forth in Procedure XV (Clearing Fund Formula) of NSCC’s Rules and Pr

Add to Reading List

Source URL: www.sec.gov

Download Document from Source Website

File Size: 20,28 KB

Share Document on Facebook

Similar Documents

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ----------------------------------------------------------x UNITED STATES SECURITIES AND : EXCHANGE COMMISSION,

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ----------------------------------------------------------x UNITED STATES SECURITIES AND : EXCHANGE COMMISSION,

DocID: 1t6bI - View Document

How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract

How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract

DocID: 1rpew - View Document

SR-FINRANotice of Filing and Immediate Effectiveness

SR-FINRANotice of Filing and Immediate Effectiveness

DocID: 1rngb - View Document

United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued April 14, 2016  Decided June 14, 2016

United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued April 14, 2016 Decided June 14, 2016

DocID: 1rn4k - View Document

COMPENSATION COMMITTEE CHARTER (updated as of JuneI.  Purpose and Authority

COMPENSATION COMMITTEE CHARTER (updated as of JuneI. Purpose and Authority

DocID: 1rmL5 - View Document