See Davenport Management Inc. / New York Stock Exchange / Rules / /
Currency
USD / / /
IndustryTerm
pool operator / credit card systems / insurance / insurance products / finance / investment banking services / bank / appropriate law enforcement authorities / banking / automated data processing systems / real estate closings / /
Organization
Comptroller of the Currency / FinCEN / Commodity Futures Trading Commission / National Futures Association / Board of Governors of the Federal Reserve System / Internal Revenue Service / Executive Committee / office of the Assistant General / Financial Institutions AGENCY / office of Thrift Supervision / Department of Justice / Department of the Treasury / United States Government / National Credit Union Administration / Congress / US Federal Reserve / Federal Deposit Insurance Corporation / An / National Association of Securities Dealers / Securities and Exchange Commission / Self-regulatory / /
Person
James F. Sloan / Treasury / / /
Position
Counsel / Private banker / commodity trading advisors / President / broker / Secretary of the Treasury / Pawnbroker / Secretary / Director / Financial Crimes Enforcement Network / municipal securities dealer / operators and commodity trading advisors / compliance officer / Counsel for Enforcement / Chief Counsel / trading advisor / Executive / dealer / V. Executive / /