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United States securities law / 76th United States Congress / Investment Advisers Act / U.S. Securities and Exchange Commission / Ameriprise Financial / Financial adviser / Securities Exchange Act / Securities and Exchange Commission / Broker-dealer / Financial economics / Finance / Financial system


UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 6, 2014 INVESTMENT ADVISERS ACT 0F 1940
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Document Date: 2014-03-06 15:25:46

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File Size: 17,82 KB

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Company

Ameriprise Financial Inc. / /

Country

United States / /

Currency

USD / /

Facility

United States District Court / /

Organization

Securities and Exchange Commission / United States District Court for the Southern District of Florida / /

Person

Michael R. Shechtman / /

Position

broker / dealer / municipal securities dealer / municipal advisor / consultant / registered representative / dealer / investment adviser / Murphy Secretary / adviser / investment adviser / investment adviser / municipal securities dealer / /

ProvinceOrState

Florida / /

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