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Report of the Working Group on Rule 12b‑1 Submitted to Investment Company Institute
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Company

Peter A. Harbeck / Pioneer Investment Management USA Inc. / Management Company Peter E. Sundman / /

Facility

Investment Company Institute / /

IndustryTerm

recent media coverage / printing / transfer agent services / investment products / distribution systems / /

Organization

Congress / Oversight Under Rule 12b‑1 Board / Investment Company Institute / Board of Governors / 12b‑1 Board / Securities and Exchange Commission / Investment Company Institute Board of Governors / /

Person

C. Gary Gerst / Robert W. Uek / Joel H. Goldberg / James H. Bodurtha / John F. Cogan / Jr. / John V. Murphy / Gregory N. Bressler / Paul G. Haaga / Jr. / Thomas O. Putnam / /

Position

chief compliance officer / Global Funds Judy Rice President / Chairman / President / Director BlackRock / broker / President and CEO / Independent Trustee / Chairman and CEO / Executive / investment adviser / Vice Chairman Capital Research / administrative law judge / Senior Executive Vice President / Independent Director / Non-Executive Chairman / Vice President Legg Mason / underwriter / Chairman of the Working Group / /

Product

Rule 12b‑1 / /

URL

http /

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