MORGAN STANLEY SMITH BARNEY LLC / Additions None 0 Deletions ACM USA LLC / CITIGROUP GLOBAL MARKETS INC / TRANSMARKET GROUP LLC / OPEN E CRY LLC / FXDIRECTDEALER LLC / WSD FINANCIAL USA INC / COUNTRY HEDGING INC / NOMURA SECURITIES INTERNATIONAL INC / ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC / AIG CLEARING CORPORATION / NEUBERGER BERMAN LLC / ADVANTAGE SECURITIES LLC / OPPENHEIMER & CO INC / NEWEDGE USA LLC / GOLDMAN SACHS EXECUTION & CLEARING LP / CREDIT SUISSE SECURITIES (USA) LLC / FUTURES TECH LLC / GILDER GAGNON HOWE & CO LLC / GOLDMAN SACHS & CO / ADM INVESTOR SERVICES INC / HG CLEARING SERVICES LLC / CITADEL SECURITIES LLC / NATIXIS SECURITIES NORTH AMERICA INC / GENESIS FUTURES LLC / Totals A/O Date Adjusted Net Capital / A/O Date Adjusted Net Capital / ALPARI (US) LLC / WHITE COMMERCIAL CORPORATION / ADVANTAGE FUTURES LLC / COMPASS PROFESSIONAL SERVICES LLC / ADVANCED MARKETS LLC / Futures Commission Merchant 42 FX SOLUTIONS LLC / GAIN CAPITAL GROUP LLC / YORK BUSINESS ASSOCIATES LLC / OANDA CORPORATION / COMMONWEALTH FOREIGN EXCHANGE INC / GLOBAL FUTURES & FOREX LTD / 6 Net Capital Requirement Excess Net Capital / /
Continent
AMERICA / /
Country
United States / /
Currency
ZAR / USD / GBP / Albanian Lek / / /
Facility
TOWER RESEARCH CAPITAL EUROPE LLC / /
IndustryTerm
Web Page Update / /
Organization
CO INC / USA INC / CFTC's Division of Clearing and Intermediary Oversight / NFA / Securities and Exchange Commission / Self-Regulatory Organization / NORTH AMERICA INC / /