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SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 27, 2004 Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 and Notice of Fil
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Document Date: 2004-07-29 07:16:26

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File Size: 338,48 KB

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Company

Philadelphia Stock Exchange Inc. / /

Event

FDA Phase / /

IndustryTerm

automatic allocation algorithm / allocation algorithm / electronic quoting device / trade allocation algorithm / /

Organization

Exchange’s Options Committee / Options Allocation / Evaluation and Securities Committee / Exchange’s Financial Automation Department / Securities Committee / Board of Governors / Exchange’s Membership Services Department / Securities and Exchange Commission / Exchange / /

Person

Phlx / Nancy J. Sanow / Deborah Lassman Flynn / Richard S. Rudolph / /

Position

Assistant Director / Division / Vice President / Floor Broker / Director and Counsel / Secretary / officer / Assistant Director / Division of Market Regulation / Assistant Director / Division / /

Product

B-6 / /

Technology

automatic allocation algorithm / trade allocation algorithm / allocation algorithm / /

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