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73rd
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111	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-02 16:10:56 Financial markets Stock market 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission International Securities Exchange Futures contract Broker-dealer Short Securities regulation in the United States Security
112	Model Rule Exempting Certain Merger & Acquisition Brokers (“M&A Brokers”) From Registration Adopted September 29, 2015* Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-05-06 12:15:35 U.S. Securities and Exchange Commission 73rd United States Congress SEC filings Stock market Securities Exchange Act DoddFrank Wall Street Reform and Consumer Protection Act Security Form 4 Form 144
113	progress report #1 1 progress report 1 Add to Reading List Source URL: www.worldcon.fi Language: English - Date: 2016-08-18 13:29:20 World Science Fiction Convention 75th World Science Fiction Convention Worldcon Science fiction convention Crystal Huff 73rd World Science Fiction Convention Massachusetts Convention Fandom Inc
114	Name:______________________________________ Service Organization and Location Address:____________________________________ Add to Reading List Source URL: www.ccclegacy.org Language: English - Date: 2016-07-07 18:49:32 73rd United States Congress Civilian Conservation Corps Conservation in the United States AmeriCorps Corps National Civilian Community Corps
115	Submission Proof - D:\Dropbox (SEC Compliance)\2016 OPERATIONS\2016 EDGAR\04_April\Respi... Page 1 of 39 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2016-04-12 10:41:00 Corporate finance Equity securities Stock market 73rd United States Congress U.S. Securities and Exchange Commission Warrant Security Public offering Securities Act Securities Exchange Act Dropbox Convertible bond
116	Microsoft Word - investment-policy-2016.doc Add to Reading List Source URL: www.townofbrighton.net Language: English - Date: 2016-05-25 18:55:47 Systemic risk Stock market 73rd United States Congress Bank regulation Deposit insurance Security Federal Deposit Insurance Corporation Securities Exchange Act Custodian bank Federal Reserve System DoddFrank Wall Street Reform and Consumer Protection Act Securities market
117	The Ontario Securities Commission PROPOSED AMENDMENTS TO NIAND ITS POLICY, NIAND OSC RULEINCLUDING RELATED FORMS) Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2016-07-07 10:47:31 Exempt market dealer Investment 73rd United States Congress U.S. Securities and Exchange Commission Canadian securities regulation Securities Act Canadian Securities Administrators Mutual Fund Dealers Association Investment Industry Regulatory Organization of Canada Prospectus Non-reporting issuer Ombudsman for Banking Services and Investments
118	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-01 13:19:30 76th United States Congress 73rd United States Congress U.S. Securities and Exchange Commission Financial markets Futures contract Broker-dealer Investment Advisers Act Derivative Securities Exchange Act Financial adviser Security Securities Act
119	Federal Register / Vol. 77, NoFriday, November 23, Notices SECURITIES AND EXCHANGE COMMISSION [Release No. 34–68252; File No. SR–CBOE– 2012–112] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:11:07 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act SEC filings
120	Submission Proof - D:\Dropbox (SEC Compliance)\2016 OPERATIONS\2016 EDGAR\04_April\Respi... Page 1 of 24 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C Add to Reading List Source URL: compliance-sec.com Language: English - Date: 2016-04-07 08:45:55 Corporate finance Stock market 73rd United States Congress U.S. Securities and Exchange Commission Options Dropbox Securities Exchange Act Securities Act Incentive stock option Restricted stock Stock

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