73rd

Results: 13840



#Item
271Financial economics / Business / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Financial Industry Regulatory Authority / NASDAQ / OMX / International Securities Exchange / Self-regulatory organizations / Economy of the United States / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. S7May 8, 2015 Joint Industry Plan; Notice of Filing of Amendment No. 35 to the Joint Self-Regulatory Organization Plan Governing the Collection,

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Source URL: www.sec.gov

Language: English - Date: 2015-05-11 09:01:58
27273rd United States Congress / Finance / Financial economics / Financial regulation / New Deal / Securities Act / Securities Exchange Act / Form S-1 / Registration statement / United States Securities and Exchange Commission / SEC filings / United States securities law

As filed with the Securities and Exchange Commission on March 6, 2015 Registration NoUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C

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Source URL: www.corgenix.com

Language: English - Date: 2015-03-11 13:48:56
273Government / Financial regulation / Internal Revenue Service / Taxation in the United States / Securities Act / Securities Exchange Act / Municipal bond / U.S. Securities and Exchange Commission / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Memorandum of Understanding Between the Internal Revenue Service and the Securities and Exchange Commission for Tax Exempt BondslMunicipal Securities Compliance

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Source URL: edgar.sec.gov

Language: English - Date: 2010-03-03 13:27:17
274OTC Markets Group / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / Financial economics / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 5, 2015 In the Matter of

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-05 07:44:30
275Law / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Philadelphia Stock Exchange / NASDAQ / United States / Costs / Economy of the United States / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 28, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.sec.gov

Language: English - Date: 2015-04-28 14:04:32
276Finance / Financial economics / 73rd United States Congress / Financial system / Securities / Form 4 / Securities Exchange Act / Filing / Prospectus / United States Securities and Exchange Commission / United States securities law / SEC filings

Staff Statement on Certain Programming Changes to EDGAR for Issuers of Asset-Backed Securities

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Source URL: edgar.sec.gov

Language: English - Date: 2005-11-07 17:25:16
277Stock market / Finance / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law / Regulation NMS / Order / Chicago Stock Exchange / Securities Exchange Act / Financial markets / Financial economics / Investment

EXHIBIT A PLAN TO IMPLEMENT A TICK SIZE PILOT PROGRAM SUBMITTED TO THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO

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Source URL: www.sec.gov

Language: English - Date: 2015-05-07 10:41:21
278Financial regulation / Securities Exchange Act / SEC Rule 10b-5 / Securities Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / United States / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 6, 2015 SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.sec.gov

Language: English - Date: 2015-05-06 16:31:15
279United States securities law / NYSE Arca / New York Stock Exchange / Securities Exchange Act / Pacific Exchange / U.S. Securities and Exchange Commission / United States / Financial regulation / NYSE Euronext / Economy of the United States / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-04-14 09:57:29
280OTC Markets Group / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Financial economics / Government / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 12, 2015 In the Matter of

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-11 20:10:29
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