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73rd
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#	Item
591	RNL BioKS/Not Rated) Daewoo Securities Co., Ltd. David Kwon, Ph.D. +John Han + Add to Reading List Source URL: equity.co.kr Language: English - Date: 2014-04-19 00:33:14 Financial economics Financial regulation Investment Daewoo Securities Daewoo Securities research Securities Act Securities Exchange Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
592	Aspire International, Inc., et al. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-05 05:05:25 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
593	Press ReleaseFine Imposed on the Responsible Person of AViTA Corporation Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-09-17 23:08:33 73rd United States Congress Securities Exchange Act Corporation Private law Business United States securities law United States Securities and Exchange Commission Law
594	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-23 17:40:10 Securities Act United States Securities and Exchange Commission Financial regulation Law Economy of the United States United States securities law 73rd United States Congress New Deal
595	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 31, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-31 12:45:54 United States Securities and Exchange Commission Financial regulation Polycom Teleconferencing Financial economics Finance Regulation S-K Securities Exchange Act Securities Act United States securities law SEC filings 73rd United States Congress
596	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxApril 23, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-23 19:19:36 Financial markets 73rd United States Congress United States Securities and Exchange Commission United States securities law Philadelphia Stock Exchange Finance Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission Economy of the United States Self-regulatory organizations Financial economics
597	KIPPO Kansai International Public Relations Promotion Office The 73rd KIPPO Press Tour Nov. Nov.10 (Mon. Add to Reading List Source URL: www.kansai.gr.jp Language: English - Date: 2015-03-27 04:37:43 Fukui Prefectural Dinosaur Museum Japanese language Geography of Japan Japan Chūbu region Fukui Prefecture Hokuriku region
598	I 112TH CONGRESS 1ST SESSION H. R. 1573 Add to Reading List Source URL: www.americanbenefitscouncil.org Language: English - Date: 2014-02-20 18:28:17 Financial system United States federal banking legislation 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission U.S. Securities and Exchange Commission Commodity Exchange Act United States securities law Financial regulation Financial economics
599	Administrative Fine Imposed on the Responsible Person of Kith Holdings Limited 1.Date the fine was imposed: 103年10月8日October 18, Recipient of the fine: Kith Holdings Limited, which is a secondary listing com Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-11-17 03:22:36 Securities Exchange Act Financial regulation United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
600	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 11, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-11 06:13:10 United States Securities and Exchange Commission Financial system 73rd United States Congress Financial services Financial markets Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Securities and Exchange Commission Finance United States securities law Financial economics

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