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73rd
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851	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-23 17:40:10 Securities Act United States Securities and Exchange Commission Financial regulation Law Economy of the United States United States securities law 73rd United States Congress New Deal
852	SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 270, and 274 Release Nos; IC-30847; File No. S7-7-11 RIN 3235-AL02 Removal of Certain References to Credit Ratings Under the Investment Company Act AGENCY: Se Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-08 13:24:20 Financial economics 73rd United States Congress United States Securities and Exchange Commission Credit rating agency Nationally recognized statistical rating organization Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Investment Company Act Securities regulation in the United States Financial regulation United States securities law Finance
853	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 30, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-29 19:42:29 United States Securities and Exchange Commission Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Financial regulation Government Finance SEC filings United States securities law 73rd United States Congress
854	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 4, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Com Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-08 12:29:53 Economy of the United States Securities Exchange Act Financial regulation Chicago Board Options Exchange U.S. Securities and Exchange Commission United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
855	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 9, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-09 17:30:03 Financial regulation Financial economics Finance New Deal Securities Act SEC filings Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
856	Exemptive Order: Order Pursuant to Sections 15F(b)(6) and 36 of the Securities Exchange Act of 1934 Granting Temporary Exemptions and Other Temporary Relief, Together with Information on Compliance Dates for New Provisio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-23 17:43:31 73rd United States Congress United States Securities and Exchange Commission Finance 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act Financial economics Financial regulation United States securities law
857	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 30, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-30 12:28:28 Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
858	Notice of Filing of Amendment Nos. 1 and 2, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 to Amend the Listing Rules for Compensation Committees to Comply with Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-16 09:58:42 Business Financial regulation 73rd United States Congress United States Securities and Exchange Commission Financial economics Dodd–Frank Wall Street Reform and Consumer Protection Act Audit committee Regulation S-K Securities Act United States securities law Corporate governance Auditing
859	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NSXJanuary 15, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change as Modifie Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-29 13:07:06 73rd United States Congress Financial economics Finance SEC filings Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Securities Act Securities Exchange Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation
860	Final Rule: Shareholder Approval of Executive Compensation and Golden Parachute Compensation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-08 23:20:31 Corporate governance 73rd United States Congress United States Securities and Exchange Commission Financial regulation Financial economics Proxy statement Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act Proxy voting Business SEC filings United States securities law

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