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73rd
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#	Item
861	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 27, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-27 17:20:36 Financial regulation New Deal Securities Act U.S. Securities and Exchange Commission Securities Exchange Act United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
862	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 2, 2014 File No. S7-40-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-02 13:58:58 United States Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial regulation Financial economics Finance United States securities law 73rd United States Congress Securities Exchange Act
863	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 6, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-06 07:16:16 SEC filings Government Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Financial regulation Financial economics United States securities law 73rd United States Congress United States Securities and Exchange Commission
864	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 22, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-21 19:57:05 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Financial regulation Government Finance SEC filings United States securities law United States Securities and Exchange Commission
865	Proposed Rule: Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-03 14:31:35 Financial system 73rd United States Congress United States Securities and Exchange Commission 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Securities Exchange Act Total return swap Credit default swap Financial economics Finance United States securities law
866	CAPITAL MARKETS AND SECURITIES ACT 1994 ARRANGEMENT OF SECTIONS Section Title Add to Reading List Source URL: www.fiu.go.tz Language: English - Date: 2010-12-22 08:26:42 Stock market 73rd United States Congress United States Securities and Exchange Commission Financial system Finance Security Securities Act Listing Rules Investment Advisor United States securities law Financial economics Business
867	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 1, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-01 17:39:28 Financial regulation New Deal Securities Act Financial economics SEC filings Securities Exchange Act Financial system Securities and Exchange Commission Qualified institutional placement United States Securities and Exchange Commission United States securities law 73rd United States Congress
868	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 7, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-07 12:58:36 73rd United States Congress United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act Securities regulation in the United States Government Securities Exchange Act Investment Advisor United States securities law 76th United States Congress Financial regulation
869	Final Rule: Issuer Review of Assets in Offerings of Asset-Backed Securities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-25 15:58:50 Economics 73rd United States Congress United States Securities and Exchange Commission Stock market Securities Securities Act Asset-backed security Dodd–Frank Wall Street Reform and Consumer Protection Act Credit rating agency Financial economics Finance United States securities law
870	Microsoft Word_2_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-01 13:53:54 73rd United States Congress United States Securities and Exchange Commission Finance Systemic risk Self-regulatory organizations Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Securities regulation in the United States Derivative Financial regulation Financial economics United States securities law

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