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INITIAL DECISION RELEASE NO. 770 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION
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Document Date: 2015-04-08 09:55:45

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City

Boca Raton / Oklahoma City / New York / Andes / New York City / /

Company

SPECTRUM CONCEPTSLLC / KPMG Peat Marwick LLP / Spectrum Concepts LLP / Rishoi & Swann LLP / Enhancement Agreements / /

Country

United States / /

Currency

USD / /

Event

M&A / Company Expansion / Business Partnership / /

Facility

HQ Bldg. / /

IndustryTerm

transportation / bank account / case law / bank / prime bank scheme / particular insurance / bank money order / /

NaturalFeature

Andes / Respondents fall / /

Organization

SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / Enterprises Services Center / Division of Enforcement / Securities and Exchange Commission / office of the Secretary / /

Person

Michael D. Watson / MICHAEL NICHOLAS GROSSO / Gary M. Kornman / Brenda P. Murray / Philip J. Snyderburn / Edward G. Sullivan / K. Michael Swann / Michael Nicholas Grosso Michael Patrick Brown / Donald James Worswick (Worswick) / Marshall E. Melton / MICHAEL PATRICK BROWN / DONALD JAMES WORSWICK / Administrative Law Judge / /

Position

attorney / counsel / cashier / Secretary / officer / escrow attorney / hearing officer / Judge / Chief / /

ProvinceOrState

New York / Oklahoma / Florida / /

URL

http /

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