76th Division

Results: 44



#Item
12013 IA Switch Audit Report A Report Summarizing the Missouri Securities Division’s 2013 IA Switch Firm Audit Findings and Associated Suggested Best Practices December 2013 Missouri Securities Division

2013 IA Switch Audit Report A Report Summarizing the Missouri Securities Division’s 2013 IA Switch Firm Audit Findings and Associated Suggested Best Practices December 2013 Missouri Securities Division

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Source URL: www.sos.mo.gov

Language: English - Date: 2015-06-09 15:07:56
2IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION GRAY FINANCIAL GROUP, INC., ) LAURENCE O. GRAY, and )

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION GRAY FINANCIAL GROUP, INC., ) LAURENCE O. GRAY, and )

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Source URL: securitiesdiary.files.wordpress.com

Language: English - Date: 2015-02-24 13:11:25
3Division of Investment Management No-Action Letter: J.P. Turner & Company, L.L.C., et al.

Division of Investment Management No-Action Letter: J.P. Turner & Company, L.L.C., et al.

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Source URL: www.sec.gov

Language: English - Date: 2012-09-11 16:57:38
4#..SEC-21 System name: Division of Investment Management Correspondence and Memoranda Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system:

#..SEC-21 System name: Division of Investment Management Correspondence and Memoranda Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system:

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Source URL: www.sec.gov

Language: English - Date: 2007-08-24 13:18:51
5The RETIRED GUARDIAN 2nd Quarter 2014

The RETIRED GUARDIAN 2nd Quarter 2014

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Source URL: www.in.ng.mil

Language: English - Date: 2015-01-13 13:51:46
6Indiana National Guard, Adjutant General, Maj. Gen. R. Martin Umbarger Adjutant General, Maj. Gen. R. Martin Umbarger Major General R. Martin Umbarger was appointed as The Adjutant General of Indiana on 11 March 11, 2004

Indiana National Guard, Adjutant General, Maj. Gen. R. Martin Umbarger Adjutant General, Maj. Gen. R. Martin Umbarger Major General R. Martin Umbarger was appointed as The Adjutant General of Indiana on 11 March 11, 2004

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Source URL: in.ng.mil

Language: English - Date: 2014-10-21 10:04:20
7Indiana National Guard, Adjutant General, Maj. Gen. R. Martin Umbarger Adjutant General, Maj. Gen. R. Martin Umbarger Major General R. Martin Umbarger was appointed as The Adjutant General of Indiana on 11 March 11, 2004

Indiana National Guard, Adjutant General, Maj. Gen. R. Martin Umbarger Adjutant General, Maj. Gen. R. Martin Umbarger Major General R. Martin Umbarger was appointed as The Adjutant General of Indiana on 11 March 11, 2004

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Source URL: www.in.ng.mil

Language: English - Date: 2014-10-21 10:04:20
8AVOIDING COMMON DEFICIENCIES FOUND IN INVESTMENT ADVISER FILINGS When the Registration Section of the Securities Division is reviewing an investment adviser’s Form ADV and investment advisory agreements/contracts, inco

AVOIDING COMMON DEFICIENCIES FOUND IN INVESTMENT ADVISER FILINGS When the Registration Section of the Securities Division is reviewing an investment adviser’s Form ADV and investment advisory agreements/contracts, inco

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Source URL: www.scag.gov

Language: English - Date: 2014-09-08 15:37:36
9Annual Report Fiscal Year 2010 INDIANA NATIONAL GUARD 38

Annual Report Fiscal Year 2010 INDIANA NATIONAL GUARD 38

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Source URL: www.in.ng.mil

Language: English - Date: 2014-02-04 11:48:04
10#..SEC-21 System name: Division of Investment Management Correspondence and Memoranda Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system:

#..SEC-21 System name: Division of Investment Management Correspondence and Memoranda Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system:

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Source URL: www.sec.gov.

Language: English - Date: 2007-08-24 13:18:51