Back to Results
First PageMeta Content
Finance / Financial services / Common law / Fiduciary / Registered Investment Advisor / Employee Retirement Income Security Act / Financial adviser / Individual retirement account / Employee Benefits Security Administration / Law / Financial economics / Investment


DEPARTMENT OF LABOR Employee Benefits Security Administration 29 CFR Parts 2509 and 2510 RIN 1210-AB32 Definition of the Term “Fiduciary”; Conflict of Interest Rule – Retirement Investment Advice
Add to Reading List

Document Date: 2015-04-14 16:13:21


Open Document

File Size: 451,46 KB

Share Result on Facebook

City

Washington / DC / /

Company

Exchange Traded Funds / /

Currency

USD / /

/

IndustryTerm

financial products / insurance agents / fiduciary and non-fiduciary communications / trust law standards / bank / insurance / under state law / Insurance products / federal pension law / retail investors / /

Organization

Department of Labor / Congress / office of Exemption Determinations / Employee Benefits Security Administration / Security Administration / office of Regulations and Interpretations / office of Policy and Research / Retirement Investment Advice AGENCY / /

Person

G. Christopher Cosby / Fred Wong / Luisa Grillo-Chope / Karen Lloyd / /

/

Position

Governor / broker / fiduciary adviser / EXECUTIVE / adviser and the adviser / Major / representative / registered investment adviser / adviser / /

URL

www.dol.gov/ebsa/pdf/conflictsofinterestria.pdf / http /

SocialTag