York / San Francisco / Boston / New York / City / Jersey City / Chicago / Beach / /
Company
Citigroup Global Markets Inc. / CT Brilliquid LLC / NJ Brokertec ICAP Electronic Broking LLC / NY XE Weeden & Co. L.P. / NY Instinet LLC / WA Millennium ConvergEX Execution Solutions LLC / NY Global OTC Archipelago Trading Services Inc. / ATS Inc. / MA Marco Polo Securities / IEX Group Inc. / Morgan Stanley & Co. Incorporated New York / MarketAxess / NJ ICE Creditbook Creditex Securities Corp. / Luminex / Goldman Sachs Execution & Clearing LP / NJ Spread Zero LLC / JSVC LLC / FL OTC Link LLC / NJ ICAP Trading System ICAP Corporates LLC / NY Automated Equity Finance Markets Inc. / NY Variable Investment Advisors Inc. / IL Mismi Inc. / NJ MBS Source eTrading Inc. / NY Barclays DirectEx New York / Sutter Securities Incorporated / VA Liquidity Finance LLP / TX Deutsche Bank Securities Inc. / NY CreditMatch (LATG) GFI Securities LLC / Titus & Donnelly LLC / GFI Securities LLC / VA Folio ATS FOLIOfn Investments Inc. / LLC NXP OpenBondX LLC / NY TMC Bonds L.L.C. / Trading LLC / CA FixCenter LLC / PA Shares Post Financial Corporation / NY PRO Securities LLC / NY BGC Financial L.P. / NY Tullet Prebon Financial Services LLC / NY State Street Global Markets LLC / Merrill Lynch / NY eBX LLC / FNC AG / UBS Securities LLC / NY MarketAxess Corporation / NY Tripleshot LLC / CA ConvergEx Execution Solutions LLC / Bala Cynwyd / NY RiverCross River Cross Securities / CA VortEx ConvergEX Execution Solutions LLC / Barclays / IEX Services LLC / NJ Real Time Platform Creditex Securities Corp. / Aqua Securities L.P. / Electronifie Electronifie Securities LLC / NY BIDS Trading L.P. / NJ CITICROSS Credit Suisse Securities (USA) LLC / VA GATE US LLC / SD Venovate Marketplace Inc. / J.P. Morgan Securities LLC New York / NY Bondcube Bondcube Inc. / ND FOLIO Investing Note Trader Platform FOLIOfn Investments Inc. / Instinet BLX New York / NY BLOOMBERG TRADEBOOK LLC / CA Apogee Citadel Securities LLC / NY National Financial Services LLC / Instinet LLC / LLC Dealerweb Inc. / MA TruMid ATS New York / Knight Capital Americas LLC / NY Tradeweb Direct LLC / NY EquiLend LLC / Spread Zero ATS New York / LIQUIFI Luminex Trading & Analytics LLC / NY Interactive Brokers LLC / DEEP ATS LLC / NJ Lending Club Trading Market FOLIOfn Investments Inc. / /
Facility
LLC Old Bridge / /
Organization
U.S. Securities and Exchange Commission / NY PRO / NY BGC / /
Alternative Trading Systems with Form ATS on File with the SEC as of April 6, 2015 Full Name of Alternative Trading System (as provided in item 1.A. of Form ATS)