| Document Date: 2011-05-06 12:09:14
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City Elkton / / Company PHYDEA EQUITY FUND LLC / Phydea 3 / TD Waterhouse Investor Services Inc. / Ameritrade Inc. / Bank of Elkton / E*Trade Securities LLC / / Country United States / / Currency USD / / Event Product Issues / Funding / Product Recall / / IndustryTerm page advertising / bank account / internet / telephone pre-hearing conference / personal bank account / telephone pre-hearing / / Organization U.S. Attorney’s Office / office of Administrative Hearings / Securities Division / / Person Curtin / ROY AARON / SO ORDERED / Matthew Zaccaria / MARK EDWARD PHILLIPS / Melanie Senter Lubin / Katharine Weiskittel / / Position Maryland Securities Commissioner / THE SECURITIES COMMISSIONER / chief operating officer / investment adviser representative / Commissioner / PROCEEDING BEFORE THE SECURITIES COMMISSIONER / investment adviser / unregistered broker-dealer / investment adviser and investment adviser representative / Assistant Attorney General / Attorney General / Securities Commissioner / Judge / / Product dollars / / ProvinceOrState Maryland / Delaware / / PublishedMedium the Investors Business Daily / / Technology ATM / / URL www.phydea.com / /
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Mark Edward Phillips a/k/a Mark Le Roy Aaron - FOTCD