| Document Date: 2013-07-11 15:23:42
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Country United States / / IndustryTerm internal systems / recorded communications / risk management systems / conflict-of-interest systems / / Organization Futures commission / Securities and Exchange Commission / / Position senior officer / Duties The chief compliance officer / registered swap dealer / chief compliance officer / security-based swap dealer / custodian / Risk management procedures The swap dealer / Any swap dealer / Reasonable efforts Any swap dealer / advisor / information The swap dealer / representative / interest The swap dealer / Each swap dealer / general information The swap dealer / designated officer / dealer / Duty Any swap dealer / introducing broker / broker / broker / advisors / independent representative / broker / The swap dealer / Large swap trader / swap dealer / /
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Page 73 TITLE 7—AGRICULTURE (§§ 711–754) of title VII of Pub. L. 111–203 requires a rulemaking, not less than 60 days after publication of the final rule or regulation implementing such provision of