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Microsoft Word - SEC Municipal Advisor CTC Letter re MSRB Description of FA Activities CL.doc
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Document Date: 2012-07-24 09:40:56


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certain investment products / financial products / corporate trust products / bank products / municipal financial products / state law / bank / trustee bank / municipal advisory services / investment products / bankruptcy services / important financial services / custody services / derivatives services / escrow agent services / post-issuance services / bank acting / bank protection provisions / trustee and related services / /

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Congress / Division of Trading / Executive Director Municipal Securities Rulemaking Board / Chief Legal Officer Municipal Securities Rulemaking Board / Corporate Trust Committee / ABA’s Corporate Trust Committee / Special Counsel Division of Trading / American Bankers Association / Branch Chief Division of Trading / Associate Director Division of Trading / Trading and Markets Office / U.S. Securities and Exchange Commission / Cristeena Naser Senior Counsel Center for Securities / /

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Jennifer McHugh / Elisse B. Walter / Lynette Kelly / David Shillman / Mary Simpkins / Robert Cook / Ernesto A. Lanza / Mary Schapiro / /

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advisor / trustee / fiscal agent or escrow agent / Chairman / financial advisors / Deputy Executive Director / advisors / Director / Commissioner / municipal advisors / municipal advisor / trustee / bank trustee / Municipal Advisory Services Dear Chairman / corporate trustee / /

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