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Municipal Securities Rulemaking Board / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial system / Government / Tower Amendment / United States securities law / Self-regulatory organizations / Financial regulation


Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs; Rel. No[removed], File No. SR-MSRB-2005-
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Document Date: 2005-04-28 10:36:25

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File Size: 95,31 KB

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City

Washington / DC / /

Country

United States / /

/

IndustryTerm

Internet comment form / Internet Web site / /

Organization

I. Self-Regulatory Organization / Securities and Exchange Commission / Division of Market Regulation / Self-Regulatory Organization / NASD / Municipal Securities Rulemaking Board / /

Person

Margaret H. McFarland / Jonathan G. Katz / /

Position

Governor / dealer / Secretary / Deputy Secretary / /

URL

http /

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