Back to Results
First PageMeta Content
Financial economics / Business / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial Industry Regulatory Authority / Rulemaking / Financial adviser / Electronic Municipal Market Access / Tower Amendment / Self-regulatory organizations / Financial regulation / Municipal Securities Rulemaking Board


MSRB Draft Rule G-44: MSRB Webinar: Draft Rule G-44 Supervisory and Compliance Obligations of Municipal Advisors Municipal Securities Rulemaking Board March 20, 2014
Add to Reading List

Document Date: 2014-03-20 11:41:59

Open Document

File Size: 872,93 KB

Share Result on Facebook

Organization

U.S. Securities and Exchange Commission / Audience Questions Municipal Securities Rulemaking Board / Congress / Municipal Advisors Municipal Securities Rulemaking Board / Post Deputy General Counsel Municipal Securities Rulemaking Board / FINRA / Municipal Securities Rulemaking Board / /

Person

Ritta McLaughlin / Lynnette Kelly / /

Position

Executive Director / Chief Education Officer / Officer / advisor / municipal advisors / Municipal Advisor / Investment adviser / single chief compliance officer / /

SocialTag