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Financial economics / Law / Securities Act / Rulemaking / Underwriting / Tower Amendment / Municipal Securities Rulemaking Board / Financial regulation / United States securities law


Microsoft PowerPoint - BDA Denver[removed]final).pptx
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Document Date: 2011-10-07 14:23:06

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File Size: 1,64 MB

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City

Denver / /

Company

Municipal Securities Sales Limited / MSRB Justin Pica / /

Facility

BDA MUNICIPAL SECURITIES REGULATION SEMINAR The Four Seasons Hotel / /

Organization

U.S. Securities and Exchange Commission / /

Person

Kathleen Miles Associate / Lawrence P. Sandor / /

Position

Dealer / underwriter / General Counsel / Director / Product Management – Market Transparency / Broker / Dealer Financial Advisors / counsel / Municipal Advisors / Representative / Dealer Advisors / Senior Associate General Counsel / /

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