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Financial economics / Business / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Security / Financial adviser / Investor Protection and Securities Reform Act / Tower Amendment / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation


MUNICIPAL ADVISOR RESOURCE PREPARE | PARTICIPATE | PUT INTO PRACTICE Preparing for Regulation
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Document Date: 2013-10-10 15:39:10

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Company

MUNICIPAL ADVISOR RESOURCE WHAT IS AN SRO / /

Country

United States / /

IndustryTerm

market transparency systems / advisory services / federal law / electronic communications / financial advisory services / online registration process / /

Organization

MSRB Board of Directors / Congress / federal government / Securities and Exchange Commission / Municipal Securities Rulemaking Board / /

Person

RESOURCE PREPARE / /

Position

Unregistered municipal advisors / advisor / Governor / unregistered municipal advisor / financial advisors / advisors / registered municipal advisors / MUNICIPAL ADVISORS / Municipal Advisor / municipal securities dealer / municipal advisor / finders and certain swap advisors / dealers and municipal advisors / Possible municipal advisors / /

URL

www.sec.gov / www.msrb.org / emma.msrb.org / /

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