<--- Back to Details
First PageDocument Content
Financial economics / Finance / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Stock market / U.S. Securities and Exchange Commission / Tower Amendment / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial Industry Regulatory Authority / Financial regulation / Self-regulatory organizations / United States securities law
Date: 2012-07-19 10:06:09
Financial economics
Finance
Electronic Municipal Market Access
Municipal Securities Rulemaking Board
Stock market
U.S. Securities and Exchange Commission
Tower Amendment
Dodd–Frank Wall Street Reform and Consumer Protection Act
Financial Industry Regulatory Authority
Financial regulation
Self-regulatory organizations
United States securities law

GAO[removed]Highlights, MUNICIPAL SECURITIES: Options for Improving Continuing Disclosure

Add to Reading List

Source URL: www.gao.gov

Download Document from Source Website

File Size: 81,05 KB

Share Document on Facebook

Similar Documents

Kontrolle von Investmentfonds  Warum konnte Madoff mindestens 13 Jahre ein Ponzi Schema betreiben?  Financial Industry Regulatory Authority führte seitergebnislose Untersuchungen gegen Madoff’s Unterneh

Kontrolle von Investmentfonds  Warum konnte Madoff mindestens 13 Jahre ein Ponzi Schema betreiben?  Financial Industry Regulatory Authority führte seitergebnislose Untersuchungen gegen Madoff’s Unterneh

DocID: 1uR5a - View Document

Distributed Ledger Technology: Implications of Blockchain for the Securities Industry1 JANUARYA REPORT FROM THE FINANCIAL INDUSTRY REGULATORY AUTHORITY

Distributed Ledger Technology: Implications of Blockchain for the Securities Industry1 JANUARYA REPORT FROM THE FINANCIAL INDUSTRY REGULATORY AUTHORITY

DocID: 1uzuN - View Document

Distributed Ledger Technology: Implications of Blockchain for the Securities Industry1 JANUARYA REPORT FROM THE FINANCIAL INDUSTRY REGULATORY AUTHORITY

Distributed Ledger Technology: Implications of Blockchain for the Securities Industry1 JANUARYA REPORT FROM THE FINANCIAL INDUSTRY REGULATORY AUTHORITY

DocID: 1u7M9 - View Document

How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract

How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract

DocID: 1rpew - View Document

SR-FINRANotice of Filing and Immediate Effectiveness

SR-FINRANotice of Filing and Immediate Effectiveness

DocID: 1rngb - View Document