<--- Back to Details
First PageDocument Content
Municipal Securities Rulemaking Board / Law / Administrative law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Economy of the United States / Financial Industry Regulatory Authority / Rulemaking / Securities Exchange Act / Tower Amendment / Self-regulatory organizations / United States securities law / Financial regulation
Date: 2014-08-14 16:08:34
Municipal Securities Rulemaking Board
Law
Administrative law
Dodd–Frank Wall Street Reform and Consumer Protection Act
Economy of the United States
Financial Industry Regulatory Authority
Rulemaking
Securities Exchange Act
Tower Amendment
Self-regulatory organizations
United States securities law
Financial regulation

MSRB Revised Draft Rule G-42: Duties of Non-Solicitor Municipal Advisors Municipal Securities Rulemaking Board August 14, 2014

Add to Reading List

Source URL: www.msrb.org

Download Document from Source Website

File Size: 897,75 KB

Share Document on Facebook

Similar Documents

Kontrolle von Investmentfonds  Warum konnte Madoff mindestens 13 Jahre ein Ponzi Schema betreiben?  Financial Industry Regulatory Authority führte seitergebnislose Untersuchungen gegen Madoff’s Unterneh

Kontrolle von Investmentfonds  Warum konnte Madoff mindestens 13 Jahre ein Ponzi Schema betreiben?  Financial Industry Regulatory Authority führte seitergebnislose Untersuchungen gegen Madoff’s Unterneh

DocID: 1uR5a - View Document

Distributed Ledger Technology: Implications of Blockchain for the Securities Industry1 JANUARYA REPORT FROM THE FINANCIAL INDUSTRY REGULATORY AUTHORITY

Distributed Ledger Technology: Implications of Blockchain for the Securities Industry1 JANUARYA REPORT FROM THE FINANCIAL INDUSTRY REGULATORY AUTHORITY

DocID: 1uzuN - View Document

Distributed Ledger Technology: Implications of Blockchain for the Securities Industry1 JANUARYA REPORT FROM THE FINANCIAL INDUSTRY REGULATORY AUTHORITY

Distributed Ledger Technology: Implications of Blockchain for the Securities Industry1 JANUARYA REPORT FROM THE FINANCIAL INDUSTRY REGULATORY AUTHORITY

DocID: 1u7M9 - View Document

How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract

How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract

DocID: 1rpew - View Document

SR-FINRANotice of Filing and Immediate Effectiveness

SR-FINRANotice of Filing and Immediate Effectiveness

DocID: 1rngb - View Document