<--- Back to Details
First PageDocument Content
United States securities law / Self-regulatory organizations / U.S. Securities and Exchange Commission / Economy / Financial Industry Regulatory Authority / Law / Securities Exchange Act / Government / Securities regulation in the United States
Date: 2011-04-30 09:58:53
United States securities law
Self-regulatory organizations
U.S. Securities and Exchange Commission
Economy
Financial Industry Regulatory Authority
Law
Securities Exchange Act
Government
Securities regulation in the United States

SR-FINRANotice of Filing and Immediate Effectiveness

Add to Reading List

Source URL: www.batsoptions.com

Download Document from Source Website

File Size: 61,44 KB

Share Document on Facebook

Similar Documents

Economy / Finance / Money / Investment / Financial services / United States securities law / Self-regulatory organizations / Brokerage firm / Financial Industry Regulatory Authority / Stockbroker / Yield spread premium

How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract

DocID: 1rpew - View Document

Economy / Finance / Money / Systemic risk / Financial markets / Self-regulatory organizations / Swap Execution Facility / Stock market / Financial risk / Electronic trading / Single-dealer platform / Commodity Futures Trading Commission

n Industry profile Rick McVey, MarketAxess Photos: Claudia Gannon “We’re evolving from a ‘client-to-multi-dealer’ e-trading venue to an ‘all-to-all’ approach that

DocID: 1royv - View Document

United States securities law / Self-regulatory organizations / U.S. Securities and Exchange Commission / Economy / Financial Industry Regulatory Authority / Law / Securities Exchange Act / Government / Securities regulation in the United States

SR-FINRANotice of Filing and Immediate Effectiveness

DocID: 1rngb - View Document

Economy / Financial regulation / Finance / Self-regulatory organizations / Canadian law / Canadian securities regulation / Ontario Securities Commission / Canadian Securities Administrators / 73rd United States Congress / U.S. Securities and Exchange Commission / Securities regulation in the United States / International Organization of Securities Commissions

Microsoft Wordindex1.doc

DocID: 1rl1G - View Document

Economy / Finance / Money / Self-regulatory organizations / United States securities law / Investment / Insurance / Securities Investor Protection Corporation / Financial Industry Regulatory Authority / Risk

JMB_Insurance_(4C)LogoReverse

DocID: 1rgcM - View Document