Back to Results
First PageMeta Content
Stock market / United States securities law / Finance / 73rd United States Congress / Short selling / Securities Act / Security / Securities Exchange Act / Private investment in public equity / Financial economics / Investment / United States Securities and Exchange Commission


[TEMPLATE FOR SETTLED ORDER IN COMBINED CEASE AND DESIST AND ADMINISTRATIVE PROCEEDING]
Add to Reading List

Document Date: 2010-01-27 12:49:34

Open Document

File Size: 119,02 KB

Share Result on Facebook

City

Washington / DC / Philadelphia / Washington / D.C. / Alexandria / Annapolis / Arlington / Washington / /

Company

FBG / Johnston / Lemon & Co. / Inc. / Dreyer / Billings Ramsey & Co. / Friedman / New York Stock Exchange / Foley & Lardner LLP / CompuDyne Corporation / FBR / /

Country

United States / /

Currency

USD / /

Event

Earnings Announcement / M&A / /

IndustryTerm

institutional brokerage / asset management / institutional security systems / investment banking / federal security systems / bank / attack protection services / market maker / bank money order / investment banking relationship / /

MarketIndex

NASDAQ 100 / /

Organization

Operations Center / Mellon Independence Center / United States District Court / Philadelphia District Office / Securities and Exchange Commission / office of Financial Management / /

Person

Daniel M. Hawke / SCOTT E. DREYER / Samuel J. Winer / /

Position

counsel / actor / cashier / District Administrator / underwriter / Chairman and Co-Chief Executive / head / Officer / broker-dealer / Morris Secretary / Director a Managing / Chairman and Co-Chief Executive Officer / Managing Director / member / institutional sales / /

ProvinceOrState

Virginia / Maryland / Nevada / Pennsylvania / Delaware / D.C. / /

SocialTag