Minneapolis / Eden Prairie / Alexandria / Edina / Chicago / /
Company
MJK Clearing Services / Johnson and Kuehn Inc. / Miller Johnson & Kuehn Inc. / MJK Clearing Inc. / John G. Kinnard Co. / Miller Johnson Steichen Kinnard Inc. / Stockwalk.com Inc. / Native Nations Securities Inc. / Stockwalk Group Inc. / R.J. Steichen and Co. / Securities Investor Protection Corporation / /
Country
United States / /
Currency
USD / /
Event
Reorganization / M&A / Bankruptcy / Company Expansion / Person Communication and Meetings / Employment Change / /
IndustryTerm
transaction settlement services / supervisory procedures or systems / bank / active subsidiary / bank money order / /
MarketIndex
NASDAQ 100 / /
Organization
Operations Center / Securities and Exchange Commission / office of Financial Management / NASD / /
Person
TODD W. MILLER / Thomas G. Brooks / Tracy W. Lo / /
Position
vice-president / president / lending broker-dealer / cashier / broker / full-service broker-dealer / lending broker dealer / registered broker-dealer / broker-dealer / Supervisor / borrowing broker-dealer / correspondent / Morris Secretary / registered representative / manager of the SL Department / dealer / COO / COO / corporate parent / registered representative / sole remaining active subsidiary / /
[TEMPLATE FOR SETTLED ORDER IN COMBINED CEASE AND DESIST AND ADMINISTRATIVE PROCEEDING]