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[TEMPLATE FOR SETTLED ORDER IN COMBINED CEASE AND DESIST AND ADMINISTRATIVE PROCEEDING]
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Document Date: 2009-11-23 16:32:36

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File Size: 123,75 KB

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City

Washington / D.C. / Alexandria / /

Company

Citigroup Global Markets Inc. / A. RESPONDENT Citigroup Global Markets Inc. / Bear / Stearns & Co. Inc. / Bear / Stearns & Co. / Inc. / Securities / Hughes Capital Corp. / Citigroup Inc. / Legg Mason Wood Walker Inc. / /

Country

United States / /

Currency

USD / /

Event

M&A / /

IndustryTerm

bank / bank rate / /

Organization

Operations Center / Division of Enforcement / Securities and Exchange Commission / office of Financial Management / /

Person

Kenneth R. Lench / /

Position

broker-dealer / actor / cashier / Morris Secretary / dealer / /

ProvinceOrState

Virginia / /

SocialTag