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Advisorshares
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31	Microsoft Word - GTAA_letter.docx Add to Reading List Source URL: www.advisorshares.com Language: English - Date: 2014-10-26 09:01:12 Financial services Funds Global tactical asset allocation Financial markets Actuarial science Exchange-traded fund Advisorshares Tactical asset allocation Investment management Financial economics Investment Finance
32	Comment Letter on File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-29 10:23:43 Short selling Financial markets Corporate crime U.S. Securities and Exchange Commission Advisorshares Short Financial economics Finance Business Financial regulation
33	-" SULLIVAN8 WORCESTER Sullivan & Worcester LLP Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-08 11:33:22 Finance Exchange-traded funds Financial economics Investment Advisorshares
34	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 25, 2012 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and T Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-26 13:45:47 Financial services Collective investment schemes Stock market Exchange-traded fund American depositary receipt Closed-end fund Mutual fund Advisorshares Security Financial economics Investment Funds
35	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]January 31, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-03 09:00:56 Funds Commodities market Collective investment schemes Gold exchange-traded product Advisorshares Gold as an investment Exchange-traded note Closed-end fund Source UK Services Investment Financial economics Exchange-traded funds
36	Notice of Filing of Proposed Rule Change to List and Trade Shares of the Rockledge SectorSAM ETF under NYSE Arca Equities Rule 8.600 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-18 14:53:20 Financial services Collective investment schemes Stock market Exchange-traded fund Exchange-traded note Mutual fund Closed-end fund Advisorshares Stock market index Financial economics Investment Funds
37	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 7, 2010 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing Relating to Listing and Trading of AdvisorShares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-07 17:29:26 Funds Financial services Collective investment schemes Exchange-traded fund Mutual fund Net asset value Investment Advisor Securities Exchange Act Security Financial economics Investment Finance
38	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]June 3, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Tr Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-04 10:23:47 Stock market Funds Collective investment schemes Exchange-traded fund Mutual fund American depositary receipt Closed-end fund Advisorshares Security Financial economics Investment Finance
39	Notice of Filing of Proposed Rule Change to List and Trade the Accuvest Global Opportunities ETF under NYSE Arca Equities Rule 8.600 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-02 10:03:28 Financial services Stock market Collective investment schemes Exchange-traded fund Closed-end fund Mutual fund Advisorshares Open-ended investment company American depositary receipt Financial economics Investment Funds
40	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 26, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-27 10:45:23 Stock market Funds Financial services Advisorshares IShares American depositary receipt Stock market index Collective investment scheme Security Financial economics Investment Finance

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