Advisorshares

Results: 83



#Item
41SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 1, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 1, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares

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Source URL: www.sec.gov

Language: English - Date: 2013-11-04 09:45:23
42SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application February 12, 2013 Agency: Securities and Exc

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application February 12, 2013 Agency: Securities and Exc

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Source URL: www.sec.gov

Language: English - Date: 2013-02-12 20:11:48
43SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application December 23, 2008 Agency: Securities and Exchange Com

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application December 23, 2008 Agency: Securities and Exchange Com

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Language: English - Date: 2008-12-24 10:08:52
44Microsoft Word - Draft Response to Concept Release No. IC[removed].docx

Microsoft Word - Draft Response to Concept Release No. IC[removed].docx

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Source URL: www.sec.gov

Language: English - Date: 2011-11-08 11:03:50
45Request of ALPS ETF Trust for Exemptive, Interpretive or No-Action Relief from Rule lOb-I7 and Rules 101 and 102 of Regulation M promulgated under the Securities Exchange Act of 1934 for Index-Based ETF ofETFs

Request of ALPS ETF Trust for Exemptive, Interpretive or No-Action Relief from Rule lOb-I7 and Rules 101 and 102 of Regulation M promulgated under the Securities Exchange Act of 1934 for Index-Based ETF ofETFs

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Source URL: www.sec.gov

Language: English - Date: 2012-12-19 09:45:33
46DC Defaults Managed Account Forum & UMA Summit

DC Defaults Managed Account Forum & UMA Summit

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Source URL: www.frallc.com

Language: English - Date: 2014-05-29 14:36:41
47SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]March 11, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]March 11, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No

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Language: English - Date: 2014-03-12 09:06:49
48SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]Jun. 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 3 and 5 and Order Instituting Procee

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]Jun. 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 3 and 5 and Order Instituting Procee

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Language: English - Date: 2014-06-10 09:02:42
49SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 13, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 13, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and

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Language: English - Date: 2013-12-16 09:31:43
50Incoming Letter: Request of First Trust Exchange-Traded Fund VI for Exemptive, Interpretive and/or No-Action Relief from Rule 10b-17 and Rules 101 and 102 of Regulation M promulgated under the Securities Exchange Act of

Incoming Letter: Request of First Trust Exchange-Traded Fund VI for Exemptive, Interpretive and/or No-Action Relief from Rule 10b-17 and Rules 101 and 102 of Regulation M promulgated under the Securities Exchange Act of

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Source URL: www.sec.gov

Language: English - Date: 2014-03-06 12:30:09