National Do Not Call List Commences September 30, 2008

Source URL: www.advocis.ca

• Telemarketing in Canada
• Communication
• National Do Not Call List
• Financial adviser
• Canadian Radio-television and Telecommunications Commission
• VoIP spam
• Telephone call
• Telephone Consumer Protection Act
• National Do Not Call Registry
• Telemarketing
• Business
• Marketing

Emerging regulatory issue August 2007 New Anti-Money Laundering and Anti-Terrorist Financing Regulations Regulatory guide to advisor obligations 390 Queens Quay West, Suite 209 Toronto, Ontario M5V 3A2

Source URL: www.advocis.ca

• Finance
• Financial crimes
• Financial Transactions and Reports Analysis Centre of Canada
• Public Safety Canada
• Money laundering
• Terrorism financing
• Financial adviser
• USA PATRIOT Act
• Title III
• Tax evasion
• Financial regulation
• Business

Our Community. Strong, Stable, Sustainable. Annual Report 2009

Source URL: www.advocis.ca

• Financial adviser
• Financial planner
• Advocis
• Business
• Investment
• Financial economics
• Finance

Disciplinary Proceedings 2008 Report

Source URL: www.advocis.ca

Finding The Right Advisor: A Consumer Interview Guide Tell me a little about you: 1. Do you have any specialized education or designations related to your practice? 2. What do you do to keep your knowledge up to date?

Source URL: www.advocis.ca

Our Community. Strong, Stable, Sustainable. Annual Report 2010 Advocis® and APA® are trademarks of The Financial Advisors Association of Canada.

Source URL: www.advocis.ca

• Conference for Advanced Life Underwriting
• Economics
• Finance
• Financial adviser
• Investment

Request for Investigation (RFI) Overview and Instructions Advocis and The Institute demand that its members and designated practitioners always act with the utmost professionalism. We take the enforcement of our Code of

Source URL: www.iafe.ca

• Internet standards
• Email
• Internet privacy
• Whois
• Internet
• Computing
• Internet protocols

FORUM FROM THE ARCHIVES 100

Source URL: www.advocis.ca

• Business
• Financial adviser
• Financial services
• Investment Policy Statement
• Financial economics
• Investment
• Finance

INDUSTRY 10 FORUM JUNE / JULY 2014 2024 Advisor

Source URL: www.advocis.ca

• Financial services
• Professional certification in finance
• Financial adviser
• Investment
• Financial institutions
• Institutional investors
• Financial planner
• Advice
• Certified Financial Planner
• Finance
• Financial economics
• Business

SOUND ADVICE FACT SHEET Insights into Canada’s Financial Advice Industry 1.4%

Source URL: www.advocis.ca

• Economy of Canada
• Financial adviser