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Financial economics / Fiduciary / Business / Money / Financial Advisor / National Association of Personal Financial Advisors / Finance / Investment / Financial adviser


Microsoft Word[removed]Advocis Response to OSC 2014 SOP v2.doc
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Document Date: 2014-06-02 08:49:52

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File Size: 112,80 KB

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City

Toronto / /

Company

The Financial Advisors Association / /

Country

Canada / /

Currency

USD / /

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Event

FDA Phase / Product Release / /

Facility

Supreme Court / /

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IndustryTerm

pre-trade communications / financial products / regulatory infrastructure / compliance infrastructure / risk management / retail clients / liability insurance / case law / illness insurance / consumer tool / financial services / direct services / health insurance / insurance regulator / omissions insurance / financial advice / retail consumer / insurance universe / law approach / /

Organization

Centre for Interuniversity Research and Analysis / Ontario Securities Commission / Supreme Court / Financial Advisors Association of Canada / Investment Funds Institute of Canada / Advocis / A. About Advocis Advocis / National Board of Directors / /

Person

Ed Skwarek / Harley Lockhart / Claude Montmarquette / Robert Day / Greg Pollock / Nathalie ViennotBriot / /

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Position

financial advisor / advisor / unscrupulous advisors / dual-licensed advisor / advisors / Specialist / Business Planning / cardiologist / and endocrinologist / professional advisors / same actor / Vice President / Regulatory and Public Affairs / prospective advisor / Governor / financial advisors / Professor / President and CEO / Chair / independent advisors / /

Product

Professions Model / Client Relationship Model / /

ProvinceOrState

Ontario / /

URL

www.advocis.ca / http /

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