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Business / Exempt market dealer / Canadian securities regulation / Financial adviser / Financial Services Authority / Financial planner / Securities Commission / Independent Financial Adviser / Financial regulation / Finance / Investment / Financial economics


CSA Proposed National Instrument[removed]Registration Requirements
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Document Date: 2008-06-03 14:54:34

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File Size: 152,42 KB

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City

Ottawa / Toronto / /

Country

Canada / United Kingdom / /

Currency

USD / /

Event

Person Communication and Meetings / /

/

IndustryTerm

individual registrant / qualified financial services / insurance sectors / health insurance licensees / mutual fund products / liability insurance / insurance coverage / private-sector solutions / financial services / provincial insurance regulators / health insurance / investment products / insurance sector / insurance regulators / health insurance agents / valued financial services / securities registrants / recognized financial services / /

Organization

Ontario Securities Commission / National Board of Directors Proposed National Instrument / British Columbia Securities Commission / Financial Services Authority / Government of British Columbia / Mutual Fund Dealers Association / Alberta Securities Commission / Advocis / Canadian Council of Insurance Regulators and the Canadian Insurance Services Regulatory Organizations / Manitoba Securities Commission / CSA / Investment Dealers Association / New Brunswick Securities Commission / Chinese Swimming Association / Prince Edward Island Nova Scotia Securities Commission / /

Person

Teresa Black Hughes / /

/

Position

financial advisor / advisor / advisors / registered dealer / competent financial advisors / professional financial advisor / framework and non-SRO advisors / financial planner / Superintendent / small / independent financial advisors / compliant advisors / CIM Chair / financial advisors / professional financial advisors / sales representative / registered mutual fund dealer / Executive / Registrar / independent financial advisors / accredited financial advisor / representative / dealer / policy and regulation affecting financial advisors / adviser / formally exempt advisors / /

ProvinceOrState

Newfoundland / British Columbia / Ontario / /

URL

www.advocis.ca / /

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