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73rd United States Congress / Financial system / Financial economics / Finance / Securities Exchange Act / Financial markets / Regulation NMS / U.S. Securities and Exchange Commission / Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / Financial regulation


From: Alex Albert Sent: Monday, September 22, [removed]:17 AM To: Aguilar, Luis A. (Commissioner) Subject: Reg. SCI ]
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Document Date: 2014-09-23 13:11:40

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File Size: 278,62 KB

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City

Arlington / New York / /

Company

NYSE Arca Inc. / MKT LLC / Intercontinental Exchange Inc. / OTC / The New York Stock Exchange LLC / SCI systems / NYSE Euronext / ATS / NMS / Rosenblatt Securities / /

Country

United States / /

/

IndustryTerm

live production systems / notifications regarding systems / communications techniques / technology development / automated systems / exchange market maker / security systems / market makers / exchange market makers / securities information processors / technology practices / data processing / surveillance systems / to those systems / material systems / market maker / plan processors / important market systems / accepted technology principles / /

Organization

Supreme Court / U.S. Securities and Exchange Commission / Division of Trading and Markets / Congress / ON ITS / Federal Communications Commission / US Federal Reserve / office of Compliance Inspections and Examinations / Securities and Exchange Commission / /

Person

Elizabeth M. Murphy / Alex Albert Intercontinental / Alex Albert / Janet McGinness / /

/

Position

broker / Secretary / EVP & Corporate Secretary / Commissioner / EXECUTIVE / dealer / /

Product

ATSs / plan processors / ATSs / /

ProgrammingLanguage

DC / /

ProvinceOrState

New York / /

Technology

securities information processors / plan processors / /

URL

www.nyx.com / http /

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