Roll Call / Van Cott / American Stock Exchange / New York City Economic Development Corporation / Securities Dealers Inc. / New York Stock Exchange / AMEX / Commission / /
Country
United Kingdom / United States / /
Currency
USD / /
Event
Employment Change / /
Facility
Williams College / /
IndustryTerm
Internet-based Central Registration Depository system / insurance / online investing / investment products / inappropriate earnings management / increased communications / Internet fraud / state securities law / quality accounting standards / law enforcement responsibilities / alternative trading systems / /
Organization
International Organization of Securities Commissions / office of the Administrative Law Judges Vacant / UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON / D.C. / Investment Management Regulatory Organization / office of Public Affairs / office of Congressional and Intergovernmental Affairs / Senate / office of Investor Education / Air Force / National Association of Securities Dealers / Securities and Exchange Commission / Kong Securities and Futures Commission / Comptroller of the Currency / Ontario Securities Commission / House of Representatives Washington / D.C. / office of Legislative Affairs**** Paul S. Maco / office of Equal Employment Opportunity James M. McConnell / office of International Affairs Vacant / Financial Services Authority / Williams College / Senate Washington / Congress / office of Compliance Inspections / Federal Reserve Board / Federal Deposit Insurance Corporation / /
Person
James M. McConnell / Barry D. Miller / David B.H. Martin / Douglas Scheidt / James A. Clarkson / III / Nancy Smith / Kenneth J. Berman / Clinton / Robert A. Bayless / Mary Ann Gadziala / Deborah Balducchi / Thomas C. Newkirk / C. Gladwyn Goins / Michael R. McAlevey / Brian J. Lane / Belinda Blaine / Jennifer Scardino / Paul V. Gerlach / Stephen Cutler / Susan Ochs / Anne E. Chafer / Michael A. Macchiaroli / Mauri Osheroff / Robert Plaze / Catherine McGuire / Christopher Ullman / Diane Sanger / Lynn E. Turner / Paul S. Maco / Susan Ferris Wyderko / David Becker / Norman S. Johnson / Karen Burgess / Margaret Carpenter / Laura S. Unger / Jonathan G. Katz / Vacant / David A. Sirignano / Annette Nazareth / Paul F. Roye / Kenneth Fogash / Walter P. Schuetze / Shelly E. Parratt / Jayne Seidman / Gene Gohlke / Joan E. McKown / Marisa Lago / Harvey Goldschmid / Paul R. Carey / Larry E. Bergmann / Martin Dunn / Jacob H. Stillman / Tracey Aronson / Richard M. Humes / Richard Walker / Lori A. Richards / Christian J. Mixter / Isaac C. Hunt / Jr. / Stephen J. Crimmins / Arthur Levitt / William Baker / / /
Position
Director / Division of Market Regulation Robert L / Deputy Chief Litigation Counsel / Executive Director / President / broker / Director / Division of Investment Management Kenneth J. Berman / Director / Division of Corporation Finance* Michael R. McAlevey / Deputy Director / auditor / Secretary / Director Division / broker-dealer / Solicitor / District Judge / Chief of Staff / Chief Accountant / Chief Counsel / Director of Regional Office Operations / Associate Director/Chief Counsel / Director Michael Bartell / Jr. Vice President of the United States and President / Chief Economist / General Counsel / Office / Director / Division of Enforcement Stephen Cutler / Deputy Director / Deputy General Counsel / General Counsel / serving Chairman / Commission Members Chairman / Associate General Counsel / Chairman / Deputy Director / Director / Associate Director / Commissioner / Chief Litigation Counsel / senior partner / longest serving Chairman / 25th Chairman / /