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SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MSRBMarch 23, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisti
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Document Date: 2015-03-24 06:39:20

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File Size: 77,19 KB

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Company

The MSRB / /

Event

Security Buyback / /

Facility

Compare Consolidated Audit Trail / /

IndustryTerm

municipal financial products / paid subscription services / web portal / information technology plans / /

Organization

I. Self-Regulatory Organization / Securities and Exchange Commission / Self-Regulatory Organization / Municipal Securities Rulemaking Board / /

Position

dealer for executing the transaction / syndicate manager to distribution participant dealers / manager to a syndicate member / underwriter / syndicate manager / manager to a syndicate / broker / dealer / underwriter / distribution participant dealer / manager / syndicate member / syndicate manager / /

Technology

information technology / technology of RTRS / /

URL

www.msrb.org/Rules-and-Interpretations/SEC-Filings/2015-Filings.aspx / /

SocialTag