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Finance / 76th United States Congress / Financial services / Mutual fund fees and expenses / Investment Advisers Act / Financial adviser / Mutual fund / AmSouth Bancorporation / Investment Advisor / Financial economics / Investment / Regions Financial Corporation


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Document Date: 2009-05-28 16:37:36


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City

Roseland / Birmingham / Columbus / Los Angeles / Alexandria / /

Company

Regions Bank / AmSouth Bancorporation / AmSouth Funds / AmSouth Asset Management Inc. / AmSouth Investment Management Company LLC / AmSouth Bank N.A. / BISYS Investment Services / Citigroup / BISYS Fund Services Inc. / The BISYS Group Inc. / /

Country

United States / /

Currency

USD / /

Event

Business Partnership / Reorganization / M&A / /

IndustryTerm

particular bank-sponsored funds / then-current banking law regulatory environment / adviser subsidiaries / bank-sponsored funds / bank / fund accounting / transfer agency services / bank money order / administration services / /

Organization

Operations Center / Investment Services Division / C. GENESIS OF FUND / Securities and Exchange Commission / office of Financial Management / Fair Fund / /

Person

Michele Wein Layne / Melissa M. (Lisa) Hurley / MELISSA M. HURLEY / /

/

Position

fund accountant / and/or transfer agent / counsel / investment adviser / as senior counsel / president / executive vice president and general counsel / manager / cashier / independent distribution consultant / revenue sharing arrangements involving investment advisors / wholesaler / independent consultant / adviser subsidiaries / vice president and general counsel / underwriter / general counsel / senior vice president and general counsel / Murphy Secretary / investment adviser / administrator / Regional Director / administrator / fund accountant / affiliated adviser / registered investment adviser / unregistered investment adviser / outside counsel / mutual fund administrator / fund adviser / ADMINISTRATOR MARKETING ARRANGEMENTS / adviser / /

ProvinceOrState

New Jersey / Ohio / Virginia / Alabama / New York / Connecticut / Delaware / California / Massachusetts / /

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