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Business / 76th United States Congress / Financial regulation / Investment / Investment Advisers Act / Financial adviser / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / North American Securities Administrators Association / Financial economics / Finance / United States securities law


Microsoft Word[removed]10_Comment Letter[removed]and 3111
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Document Date: 2011-02-10 10:47:35


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City

Release No. / Washington / /

Company

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC. / /

Country

Mexico / United States / Canada / /

Currency

USD / /

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Event

Product Recall / Product Issues / /

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IndustryTerm

advisory services / payment services / financial services / venture capital funds / temporary solution / venture capital fund / /

Organization

INC / Securities and Exchange Commission / state securities authority / /

Person

Linda Cena / David Massey / Rick Hancox / Fred Joseph / Elizabeth M. Murphy / Patricia Struck / Preston DuFauchard / Denise Voigt Crawford / Jack Herstein / Frank Widmann / Matthew Neubert / Joseph Brady / Joseph P. Borg / David Massey North Carolina / /

/

Position

Investment Adviser Public Disclosure System / Executive Director / President / adviser for advisory services / adviser for its services / exempt reporting adviser / Deputy General Counsel / Secretary / newly registered adviser / Russ Iuculano Secretary / investment adviser / Administrator / Treasurer / Chair / adviser / Chair / NASAA Investment Adviser / /

Product

SEC registration / /

ProgrammingLanguage

DC / /

ProvinceOrState

Texas / Nebraska / Wisconsin / New Brunswick / Alabama / Florida / North Carolina / California / Arizona / Colorado / D.C. / /

URL

www.nasaa.org / /

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