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Finance / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities Exchange Act / Broker-dealer / United States securities law / Financial economics / Financial system


NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org
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Document Date: 2014-10-22 13:28:01

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City

Washington / /

Company

FINRA’s / Brumberg / Mackey & Wall / P.L.C. / William Beatty NASAA / Financial Industry Regulatory Authority / Maiden Lane LLC / Maiden Lane Commercial Mortgage Backed Securities Trust / NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC. / /

Country

United States / Canada / Mexico / /

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Organization

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION / Federal Reserve Bank of New York / INC / US Federal Reserve / Securities Industry and Financial Markets Association / office of the Corporate / Securities and Exchange Commission / FINRA / /

Person

Gerald Rome / Judith M. Shaw / Kathryn Daniels / Marcia E. Asquith / Rex A. Staples / Brent J. Fields / Andrea Seidt / William Beatty / Melanie Senter Lubin / Keith Woodwell / Joseph P. Borg / Michael Rothman / Daphne D. Smith / /

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Position

President Washington Securities Commissioner / Brady Secretary / President / Treasurer / registered broker-dealer / salesman / General Counsel / Secretary / Acting Executive Director / Broker-Dealer Registration / /

ProgrammingLanguage

DC / /

ProvinceOrState

Tennessee / Ohio / Utah / Minnesota / Alabama / Maine / Maryland / Colorado / Ontario / D.C. / /

URL

http /

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