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Microsoft Word - NASAA Letter of Support for Waters-Delaney User Fee bill[removed]FINAL 1135
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Document Date: 2013-06-27 16:07:35


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City

Washington / DC / Washington / /

Company

The Boston Consulting Group Inc. / A. Heath Abshure NASAA / NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC. / Financial Industry Regulatory Authority / Boston Consulting Group / /

Country

Puerto Rico / Mexico / U.S. Virgin Islands / Canada / /

Facility

Longworth House Office Building / /

/

IndustryTerm

retail investors / /

Organization

Division of Investment Management / SEC’s office of Compliance Inspections and Examinations / INC / FINRA / Congress / Honorable Maxine Waters Ranking Member House Committee on Financial Services Washington / Securities and Exchange Commission / /

Person

Regulation / Fred Joseph / Steven D. Irwin / Chris Naylor / Melanie Senter Lubin / Matt Kitzi / Patricia D. Struck / Douglas R. Brown / Delaney / Jack E. Herstein / A. Heath Abshure / Matthew Neubert / Oversight / /

/

Position

Enhancing Investment Adviser / Executive Director / President / Russel Iuculano Secretary / President Arkansas Securities Commissioner President / Investment Adviser / Treasurer / adviser / /

ProgrammingLanguage

DC / /

ProvinceOrState

Nebraska / Wisconsin / Maryland / Indiana / Missouri / District of Columbia / Manitoba / Pennsylvania / Arizona / Colorado / Arkansas / D.C. / /

URL

www.fpanet.org/docs/assets/42D88D3C-CCA5-CF420867AB1B1B620112/BCGPressReleaseStudyandSurveyonIAOversight.pdf / http /

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