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Business / 76th United States Congress / Investment / Finance / Investment Advisers Act / U.S. Securities and Exchange Commission / Registered Investment Advisor / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / United States securities law / Financial economics / Financial regulation


NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org
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Document Date: 2013-06-27 16:07:36

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City

Washington / DC / Washington / /

Company

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC. / Jack E. Herstein NASAA / Financial Industry Regulatory Authority / Boston Consulting Group / Texas’ Securities / /

Currency

USD / /

Facility

Rayburn House Office Building / /

/

IndustryTerm

retail investors / /

Organization

Congress / SEC’s office of Compliance Inspections and Examinations / Financial Services Committee / INC / Subcommittee on Capital Markets and GSEs / Honorable Maxine Waters Ranking Member House Committee on Financial Services / Securities and Exchange Commission / /

Person

David Massey / Regulation / Patricia D. Struck / Rick Hancox / Fred Joseph / John Morgan / Steven D. Irwin / Jack E. Herstein / Andrea Seidt / A. Heath Abshure / Melanie Senter Lubin / Matthew Neubert / /

/

Position

Executive Director / President / Investment Adviser / Commissioner / recently testified on behalf / Treasurer / Russel Iuculano Secretary / adviser / /

ProgrammingLanguage

DC / /

ProvinceOrState

Texas / Nebraska / Ohio / Wisconsin / New Brunswick / Pennsylvania / Maryland / North Carolina / Arizona / Colorado / Arkansas / D.C. / /

PublishedMedium

the SEC review / /

URL

www.nasaa.org / /

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