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Investment / Financial Industry Regulatory Authority / Financial regulation / Arbitration / Arbitral tribunal / U.S. Securities and Exchange Commission / Hedge fund / North American Securities Administrators Association / Arbitration in the United States / United States securities law / Financial economics / Finance


Microsoft Word[removed]07_SR FINRA[removed]Comment Letter
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Document Date: 2013-06-27 16:04:40

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File Size: 27,55 KB

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City

Washington / /

Company

A. Heath Abshure NASAA / Financial Industry Regulatory Authority / NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC. / /

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Organization

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION / INC / Securities and Exchange Commission / /

Person

Patricia D. Struck / Fred Joseph / Elizabeth M. Murphy / John Morgan / Douglas R. Brown / Steven D. Irwin / Jack E. Herstein / Chris Naylor / A. Heath Abshure / Melanie Senter Lubin / Matthew Neubert / /

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Position

attorney / public arbitrator / arbitrator / Executive Director / President / manager / broker / Treasurer / Russel Iuculano Secretary / President Arkansas Securities Commissioner / industry arbitrator / Secretary / Non-Public arbitrator / /

Product

Colorado / /

ProgrammingLanguage

DC / /

ProvinceOrState

Texas / Nebraska / Wisconsin / Pennsylvania / Manitoba / Maryland / Indiana / Arizona / Colorado / Arkansas / D.C. / /

URL

www.nasaa.org / /

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