Imposing Strong Penalties Trust / Frequency Trading / Knight Capital / /
Continent
America / /
Country
United States / /
Event
Diplomatic Relations / /
IndustryTerm
financial products / securities law violations / state law / securities law violators / complicated securities products / securities law compliance / retail investors / certain structured products / civil actions involving securities law violations / federal law / social media / federal securities law / bank / social and digital media / investment products / social and digital media accounts involving business communications / performance advertising / /
Organization
SEC’s office of Compliance Inspections and Examinations / Industry Self‐Regulatory Organization / office of Financial Education / House / U.S. Securities and Exchange Commission / Congress / North American Securities Administrators Association / federal government / White House office of Management and Budget / Consumer Financial Protection Bureau / /
Person
Charles Grassley / Jack Reed / Maxine Waters / Frank Act / Arlen Specter / Elisse Walter / /
NASAA Legislative Agenda for the 113th Congress