NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC. / /
Country
Mexico / United States / Canada / / / /
Holiday
Assumption / /
IndustryTerm
advisory services / retail investor / retail customer expectations / limited range products / variable annuity products / retail investors / limited-range products / case law / federal law / retail investor interests / through case law / retail customer / media accounts / retail customers / retail customer relationships / /
Organization
Financial Planning Association / INC / National Society of Compliance Professionals / FINRA / Congress / US Federal Reserve / AICPA / office of Compliance Inspections and Examinations / Securities and Exchange Commission / CFP Board / /
Person
Murphy / Fred Joseph / Barry C. Melancon / Steven D. Irwin / Chris Naylor / Melanie Senter Lubin / Joyce A. Rogers / Michael Branham / Patricia D. Struck / John Morgan / Douglas R. Brown / Jack E. Herstein / A. Heath Abshure / Barbara Roper / Matthew Neubert / Lauren Locker / Carlo di Florio / David G. Tittsworth / Karen Tyler / / /
Position
attorney / Executive Director / President / broker / Russel Iuculano Secretary / existing investment adviser / Secretary / broker-dealer / Director / investment adviser / Treasurer / representative / registered representative / dealer / fund adviser / adviser / President and North Dakota Securities Commissioner / /
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org