H.R. 1070 / The Honorable Mary Jo White U.S. Securities / NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC. / North American Securities Administrators Inc. / Andrea Seidt NASAA / See Blank Check Company / WR Hambrecht / Troubled Private Placements / /
Country
Puerto Rico / Canada / Mexico / United States / U.S. Virgin Islands / /
Currency
USD / / /
Event
M&A / FDA Phase / Product Issues / /
Facility
University of Kentucky / / /
IndustryTerm
state law / blue sky law / project / language preempting state law / state securities law / federal securities law / /
Organization
House of Representatives / U.S. Securities and Exchange Commission / American Bar Association / FINRA / Senate / Alabama Securities Commission / Securities and Exchange Commission / INC / Congress / Securities Committee / Honorable Mary Jo White U.S. Securities & Exchange Commission / University of Kentucky / /
Person
Joe Borg / Elizabeth M. Murphy / Steven D. Irwin / Melanie Senter Lubin / Nancy M. Morris / Judith Shaw / Luis A. Aguilar / Douglas R. Brown / David S. Massey / Daniel M. Gallagher / Andrea Seidt / William Beatty / Kara M. Stein / Matthew Neubert / Daphne D. Smith / Fred Joseph / Mary Jo White / Keith F. Higgins / Chris Naylor / Patricia D. Struck / John Morgan / Jack E. Herstein / A. Heath Abshure / Joseph P. Borg / Michael Rothman / Michael S. Piwowar / Jonathan G. Katz / Catherine T. Dixon / William R. Hambrecht / / /
Position
Management Officer / Executive Director / President / Professor of Law / broker / licensed certified public accountant / Chairman and CEO / Russel Iuculano Secretary / Secretary / Secretary of State / Director / Division of Corporation Finance Attachments / investment adviser / Administrator / Treasurer / President and Deputy Securities Commissioner / North Carolina Department / dealer / Chair / Federal Regulation / underwriter / Director / Commissioner / NASAA President Ohio Securities Commissioner / Chair / adviser / /
Product
Colorado / Small Business / disclosure / Regulation A / /
ProvinceOrState
Nebraska / Ohio / Minnesota / Alabama / Maine / Indiana / District of Columbia / Arizona / Colorado / Texas / Wisconsin / Maryland / Tennessee / Manitoba / Pennsylvania / Arkansas / D.C. / /
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org